Filing Details
- Accession Number:
- 0001209191-13-054469
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-27 18:30:24
- Reporting Period:
- 2013-11-25
- Filing Date:
- 2013-11-27
- Accepted Time:
- 2013-11-27 18:30:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 850261 | Sorrento Therapeutics Inc. | SRNE | Services-Commercial Physical & Biological Research (8731) | 330344842 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 944809 | Opko Health, Inc. | 4400 Biscayne Blvd. Miami FL 33137 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-11-25 | 12,100 | $8.54 | 2,161,759 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-26 | 8,714 | $8.54 | 2,153,045 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents the weighted average purchase price for the transactions as reported on this line. The range of prices for the transactions reported on this line was $8.50 to $8.55. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased and sold at each separate price.
Billionaire Hedge Funds
