Filing Details
- Accession Number:
- 0001526944-13-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-27 17:08:09
- Reporting Period:
- 2013-11-26
- Filing Date:
- 2013-11-27
- Accepted Time:
- 2013-11-27 17:08:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526944 | Eric Woon | 140 John James Audubon Parkway Amherst NY 14228 | Vice President - Apac | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-26 | 103 | $18.24 | 9,618 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-26 | 583 | $19.50 | 10,201 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-26 | 689 | $13.43 | 10,890 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-26 | 1,375 | $27.16 | 9,515 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Acquisiton | 2013-11-26 | 103 | $0.00 | 103 | $18.24 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Acquisiton | 2013-11-26 | 583 | $0.00 | 583 | $19.50 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Acquisiton | 2013-11-26 | 689 | $0.00 | 689 | $13.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,078 | 2011-05-17 | 2020-05-16 | No | 4 | M | Direct |
| 1,751 | 2012-05-23 | 2021-05-22 | No | 4 | M | Direct |
| 4,828 | 2013-05-21 | 2022-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,515 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $14.80 | 2013-01-25 | 2020-01-24 | 8,333 | 8,333 | Direct |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.95 | 2014-05-20 | 2023-05-20 | 4,970 | 4,970 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-01-24 | 8,333 | 8,333 | Direct |
| 2023-05-20 | 4,970 | 4,970 | Direct |
Footnotes
- Includes 8,139 shares of restricted stock units issued to reporting person, subject to forfeiture in whole or part; 227 shares become fully vested and non-forfeitable on 5/17/2014, 618 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014, 2,064 units become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014, 2,356 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2014, and the remaining 2,874 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
- Originally granted 10,000 options. The reporting person exercised 959 options on 11/19/2013. 1,666 options are excerisable, subject to IRS limitations, and the remaining 6,667 options become exercisable 50% per year for two years beginning 1/25/2014, if reporting person remain an employee of issuer.
- Originally granted 1,724 options. The reporting person exercised 103 options on 11/26/2013. 647 options are exercisable, subject to IRS limitations, and the remaining 431 options become exercisable 5/17/2014, if reporting person remains an employee of issuer.
- Originally granted 2,334 options. The reporting person exercised 583 options on 11/26/2013. 583 options are exercisable, subject to IRS limitations, and the remaining 1,168 options become exercisable 50% per year for two years begining 5/23/2014, if reporting person remains an employee of issuer.
- Originally granted 5,517 options. The reporting person exercised 689 options on 11/26/2013. 690 options are exercisable, subject to IRS limitations, and the remaining 4,138 otpions become exercisable 33.33% per year for three years beginning 5/21/2014, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
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