Filing Details
- Accession Number:
- 0001127602-13-033120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-27 16:57:47
- Reporting Period:
- 2013-11-25
- Filing Date:
- 2013-11-27
- Accepted Time:
- 2013-11-27 16:57:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1450940 | Troy Alstead | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Cfo, Group Pres Business Srv | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-25 | 20,340 | $22.06 | 147,713 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-25 | 25,079 | $30.79 | 172,792 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-25 | 26,853 | $43.64 | 199,645 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-25 | 15,707 | $49.74 | 215,352 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-25 | 114,807 | $80.65 | 100,545 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-11-25 | 20,340 | $0.00 | 20,340 | $22.06 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-11-25 | 25,079 | $0.00 | 25,079 | $30.79 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-11-25 | 26,853 | $0.00 | 26,853 | $43.64 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-11-25 | 15,707 | $0.00 | 15,707 | $49.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-11-16 | 2019-11-16 | No | 4 | M | Direct |
25,079 | 2011-11-15 | 2020-11-15 | No | 4 | M | Direct |
53,706 | 2012-11-14 | 2021-11-14 | No | 4 | M | Direct |
47,120 | 2013-11-19 | 2022-11-19 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $80.51 to $80.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing the right to buy a total of 81,363 shares, became exercisable in three increments of 20,341 shares each on November 16, 2010, November 16, 2011 and November 16, 2012, and one increment of 20,340 shares on November 16, 2013.
- The option, representing a right to buy a total of 100,316 shares, became exercisable in three increments of 25,079 shares each on November 15, 2011, November 15, 2012 and November 15, 2013, and becomes exercisable in one increment of 25,079 shares on November 15, 2014.
- The option, representing a right to buy a total of 107,413 shares, became exercisable in one increment of 26,854 shares on November 14, 2012 and one increment of 26,853 shares on November 14, 2013, and becomes exercisable in two increments of 26,853 shares each on November 14, 2014 and November 14, 2015.
- The option, representing the right to buy a total of 62,827 shares, became exercisable in one increment of 15,707 shares on November 19, 2013, and becomes exercisable in two increments of 15,707 shares each on November 19, 2014 and November 19, 2015 and one increment of 15,706 shares on November 19, 2016.