Filing Details

Accession Number:
0001127602-13-033113
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-27 16:25:08
Reporting Period:
2013-11-25
Filing Date:
2013-11-27
Accepted Time:
2013-11-27 16:25:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
5513 Unum Group UNM Accident & Health Insurance (6321) 621598430
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182969 P Kevin Mccarthy 1 Fountain Square
Chattanooga TN 37402
Evp & Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-25 5,863 $23.74 182,856 No 4 M Direct
Common Stock Acquisiton 2013-11-25 5,605 $20.78 188,461 No 4 M Direct
Common Stock Acquisiton 2013-11-25 5,691 $26.29 194,152 No 4 M Direct
Common Stock Acquisiton 2013-11-25 5,949 $23.35 200,101 No 4 M Direct
Common Stock Disposition 2013-11-25 23,108 $34.00 176,993 No 4 S Direct
Common Stock Acquisiton 2013-11-26 2,000 $23.74 178,993 No 4 M Direct
Common Stock Acquisiton 2013-11-26 2,000 $20.78 180,993 No 4 M Direct
Common Stock Acquisiton 2013-11-26 2,200 $26.29 183,193 No 4 M Direct
Common Stock Acquisiton 2013-11-26 2,200 $23.35 185,393 No 4 M Direct
Common Stock Disposition 2013-11-26 8,400 $34.01 176,993 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-25 5,863 $0.00 5,863 $23.74
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-25 5,605 $0.00 5,605 $20.78
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-25 5,691 $0.00 5,691 $26.29
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-25 5,949 $0.00 5,949 $23.35
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-26 2,000 $0.00 2,000 $23.74
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-26 2,000 $0.00 2,000 $20.78
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-26 2,200 $0.00 2,200 $26.29
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-26 2,200 $0.00 2,200 $23.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,106 2016-02-21 No 4 M Direct
26,622 2018-02-25 No 4 M Direct
18,919 2019-02-22 No 4 M Direct
25,454 2020-02-21 No 4 M Direct
45,106 2016-02-21 No 4 M Direct
24,622 2018-02-25 No 4 M Direct
16,719 2019-02-22 No 4 M Direct
23,254 2020-02-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,856 Indirect By N-Q 401(k) Plan
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2013.
  2. Includes 84,727 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 98,129 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  3. Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 850.056 shares of common stock and 778.319 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
  4. Includes 84,727 stock-settled RSUs, and 103,734 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  5. Includes 84,727 stock-settled RSUs, and 109,425 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  6. Includes 84,727 stock-settled RSUs, and 115,374 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  7. Reflects weighted average price for multiple sale transactions ranging in price from $34.00 per share to $34.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  8. Includes 84,727 stock-settled RSUs, and 92,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  9. Includes 84,727 stock-settled RSUs, and 94,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  10. Includes 84,727 stock-settled RSUs, and 96,266 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  11. Includes 84,727 stock-settled RSUs, and 98,466 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  12. Includes 84,727 stock-settled RSUs, and 100,666 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  13. Reflects weighted average price for multiple sale transactions ranging in price from $34.01 per share to $34.03 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  14. The options vest in three equal annual installments beginning on February 21, 2009.
  15. The options vest in three equal annual installments beginning on February 25, 2011.
  16. The options vest in three equal annual installments beginning on February 22, 2012.
  17. The options vest in three equal annual installments beginning on February 21, 2013.