Filing Details
- Accession Number:
- 0001209191-13-054411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-27 16:21:39
- Reporting Period:
- 2013-11-26
- Filing Date:
- 2013-11-27
- Accepted Time:
- 2013-11-27 16:21:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
860730 | Hca Holdings Inc. | HCA | Services-General Medical & Surgical Hospitals, Nec (8062) | 273865930 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513354 | Juan Vallarino | One Park Plaza Nashville TN 37203 | Svp- Employer&Payer Engagement | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-26 | 3,004 | $5.31 | 94,748 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-26 | 19,038 | $5.98 | 113,786 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-26 | 22,042 | $45.00 | 91,744 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-26 | 3,004 | $0.00 | 3,004 | $5.31 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-26 | 11,038 | $0.00 | 11,038 | $5.98 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-26 | 8,000 | $0.00 | 8,000 | $5.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-01-30 | No | 4 | M | Direct | |
0 | 2019-08-27 | No | 4 | M | Direct | |
8,556 | 2019-08-27 | No | 4 | M | Direct |
Footnotes
- Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- On January 30, 2007, the reporting person was granted an option to purchase 45,004 shares of common stock, which vest upon achievement of certain predetermined investment return targets. 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of the closing of the initial public offering of the Issuer's securities on March 15, 2011, 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2011 and 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2012.
- On August 27, 2009, the reporting person was granted an option to purchase 27,592 shares of common stock. The option vested in equal increments of 20% at the end of fiscal years 2009, 2010, 2011 and 2012, and the remainder vested upon a change in control (as defined in the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates as Amended and Restated) of the Issuer which occurred effective November 1, 2013.
- The option vested in equal increments on August 27, 2012 and August 27, 2013, and the remainder vested upon a change in control (as defined in the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates as Amended and Restated) of the Issuer which occurred effective November 1, 2013.