Filing Details
- Accession Number:
- 0001127602-13-033111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-27 16:21:20
- Reporting Period:
- 2013-11-25
- Filing Date:
- 2013-11-27
- Accepted Time:
- 2013-11-27 16:21:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 5513 | Unum Group | UNM | Accident & Health Insurance (6321) | 621598430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1431294 | Liston E. Iii Bishop | 1 Fountain Square Chattanooga TN 37402 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-25 | 5,598 | $11.37 | 79,508 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-25 | 5,598 | $34.00 | 73,910 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-26 | 2,000 | $11.37 | 75,910 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-26 | 2,000 | $34.01 | 73,910 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-25 | 5,598 | $0.00 | 5,598 | $11.37 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-26 | 2,000 | $0.00 | 2,000 | $11.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,099 | 2017-02-24 | No | 4 | M | Direct | |
| 19,099 | 2017-02-24 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2013.
- Includes 26,467 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 53,041 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 362.408 stock-settled RSUs pursuant to the reinvestment of dividends since the dateof the reporting person's prior Form 4.
- Reflects weighted average price for multiple sale transactions ranging in price from $34.00 per share to $34.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Includes 26,467 stock-settled RSUs and 47,443 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 26,467 restricted stock units and 49,443 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Reflects weighted average price for multiple sale transactions ranging in price from $34.01 per share to $34.03 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The options vest in three equal annual installments beginning on February 24, 2010.
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