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Home > Insider Trading > Filing (0001140361-13-044444)

Filing Details

Accession Number:: 0001140361-13-044444
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-27 16:10:06
Reporting Period:: 2013-11-26

Filing Date:: 2013-11-27
Accepted Time:: 2013-11-27 16:10:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
825202	Royce Focus Trust Inc	FUND	(0)	592876580

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1009121	M Charles Royce	C/O Royce &Amp; Associates, Llc 745 Fifth Avenue New York NY 10151	President	Yes	Yes	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-27	300	$7.58	770,916	No	4	P	Indirect	Family Investment Entity
Common Stock	Acquisiton	2013-11-26	2,500	$7.57	770,616	No	4	P	Indirect	Family Investment Entity

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Family Investment Entity
No	4	P	Indirect	Family Investment Entity

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	502,294	Direct

Footnotes

Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such 770,916 shares owned by the family investment entity in which he has no pecuniary interest.