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Home > Insider Trading > Filing (0000720672-13-000116)

Filing Details

Accession Number:: 0000720672-13-000116
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-27 15:37:33
Reporting Period:: 2013-11-25

Filing Date:: 2013-11-27
Accepted Time:: 2013-11-27 15:37:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1180238	M James Oates	534 Lake Shore Road P.o. Box 250 Elkins NH 03233		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-11-25	2,572	$0.00	35,808	No	4	G	Direct
Common Stock	Disposition	2013-11-26	6,000	$44.95	29,808	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	573	Indirect	by Spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00			32,395	32,395	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	32,395	32,395	Direct

Footnotes

These Stock Units were issued as a result of a conversion of a deferred compensation plan into Stock Units. These Stock Units are fully vested and shall be payable after the termination of the respective director from service on the Board of Directors of Stifel Financial Corp.
No expiration date for these Units.