Filing Details

Accession Number:
0000720672-13-000115
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-27 15:37:15
Reporting Period:
2013-11-26
Filing Date:
2013-11-27
Accepted Time:
2013-11-27 15:37:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1470453 Victor Nesi 7 Fraser Road
Westport CT 06880
Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-26 30,000 $45.32 119,888 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,088 Indirect by Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 192,485 192,485 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
192,485 192,485 Direct
Footnotes
  1. Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
  2. No expiration date for these Units.