Filing Details
- Accession Number:
- 0000095052-13-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-27 15:02:28
- Reporting Period:
- 2013-11-26
- Filing Date:
- 2013-11-27
- Accepted Time:
- 2013-11-27 15:02:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 95052 | Elizabeth Arden Inc | RDEN | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 590914138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229134 | B Joel Ronkin | C/O Elizabeth Arden, Inc. 2400 Sw 145 Avenue, 2Nd Floor Miramar FL 33027 | Evp, Gm - North America | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2013-11-26 | 6,237 | $15.00 | 148,681 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2013-11-26 | 6,237 | $39.01 | 142,444 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2013-11-27 | 13,763 | $15.00 | 156,207 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2013-11-27 | 13,763 | $39.56 | 142,444 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2013-11-26 | 6,237 | $0.00 | 6,237 | $15.00 |
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2013-11-27 | 13,763 | $0.00 | 13,763 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,763 | 2016-08-21 | No | 4 | M | Direct | |
| 0 | 2016-08-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.01 Par Value | 850 | Indirect | Trust |
Footnotes
- Includes 50,301 service-based restricted stock units.
- Shares sold pursuant to a pre-established 10b5-1 Trading Plan adopted by the Reporting Person on November 8, 2013.
- Reflects the weighted average price of 6,237 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on November 26, 2013, with the sale price ranging from $39.00 to $39.02 per share. The Reporting Person undertakes to provide, upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 13,763 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on November 27, 2013, with the sale price ranging from $39.00 to $39.83 per share. The Reporting Person undertakes to provide, upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Shares of common stock held in trusts, of which Mr. Ronkin is the Trustee, for the benefit of two of Mr. Ronkin's children.
- This stock option vested in three equal installments on August 21, 2007, August 21, 2008, and August 21, 2009.
Billionaire Hedge Funds
