Filing Details
- Accession Number:
- 0001181431-13-060832
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-27 14:09:27
- Reporting Period:
- 2013-11-26
- Filing Date:
- 2013-11-27
- Accepted Time:
- 2013-11-27 14:09:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1575515 | Sprouts Farmers Market Inc. | SFM | Retail-Grocery Stores (5411) | 320331600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1581628 | Ii Edward Theodore Frumkin | 11811 N.tatum Blvd Suite 2400 Phoenix AZ 85028 | Svp - Business Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-11-26 | 27,500 | $6.92 | 28,000 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-11-26 | 27,500 | $35.80 | 500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | Disposition | 2013-11-26 | 27,500 | $0.00 | 27,500 | $6.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
192,500 | 2019-12-21 | No | 4 | M | Direct |
Footnotes
- This amount represents the $37 secondary public offering price per share less the underwriting discount of $1.2025 per share.
- The reporting person is exercising all options that are presently exercisable. Of the remaining options, 82,500 options become exercisable in equal installments at the end of each calendar quarter through December 31, 2015 and 110,000 options become exercisable at the end of fiscal 2013, fiscal 2014, fiscal 2015 or fiscal 2016, provided certain corporate performance targets are met.