Filing Details

Accession Number:
0001181431-13-060832
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-27 14:09:27
Reporting Period:
2013-11-26
Filing Date:
2013-11-27
Accepted Time:
2013-11-27 14:09:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575515 Sprouts Farmers Market Inc. SFM Retail-Grocery Stores (5411) 320331600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581628 Ii Edward Theodore Frumkin 11811 N.tatum Blvd
Suite 2400
Phoenix AZ 85028
Svp - Business Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-11-26 27,500 $6.92 28,000 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2013-11-26 27,500 $35.80 500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2013-11-26 27,500 $0.00 27,500 $6.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
192,500 2019-12-21 No 4 M Direct
Footnotes
  1. This amount represents the $37 secondary public offering price per share less the underwriting discount of $1.2025 per share.
  2. The reporting person is exercising all options that are presently exercisable. Of the remaining options, 82,500 options become exercisable in equal installments at the end of each calendar quarter through December 31, 2015 and 110,000 options become exercisable at the end of fiscal 2013, fiscal 2014, fiscal 2015 or fiscal 2016, provided certain corporate performance targets are met.