Filing Details
- Accession Number:
- 0001127602-13-033083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-27 13:50:48
- Reporting Period:
- 2013-11-25
- Filing Date:
- 2013-11-27
- Accepted Time:
- 2013-11-27 13:50:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878079 | Bon Ton Stores Inc | BONT | Retail-Department Stores (5311) | 232835229 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 938690 | Thomas M Grumbacher | C/O The Bon-Ton Stores, Inc. 2801 East Market Street, Building E York PA 17402 | Strategic Initiatives Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-06-03 | 13,738 | $0.00 | 1,166,365 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2013-06-05 | 4,762 | $0.00 | 1,161,603 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2013-06-10 | 30,658 | $0.00 | 1,130,945 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2013-11-25 | 161,304 | $17.04 | 969,641 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1 | Indirect | By 401(k) Plan |
| Common Stock | 292,307 | Indirect | By IRA |
Footnotes
- Includes 275,000 shares previously held by the reporting person's spouse which were transferred to the reporting person under indenture of trust and are now owned directly.
- The price shown represents a weighted average sale price. Separate sale prices ranged from $16.36 to $17.23. The reporting person will undertake to provide upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These shares are held under The Bon-Ton Stores, Inc. Profit Sharing/Retirement Savings Plan.
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