Filing Details

Accession Number:
0001140361-13-044375
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-27 13:40:04
Reporting Period:
2013-11-26
Filing Date:
2013-11-27
Accepted Time:
2013-11-27 13:40:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884940 Stein Mart Inc SMRT Retail-Family Clothing Stores (5651) 640466198
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220032 Susan Falk 1040 Park Avenue
Apt. 14F
New York NY 10028
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-26 4,531 $6.82 30,709 No 4 M Direct
Common Stock Disposition 2013-11-26 4,531 $14.52 26,178 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Buy Disposition 2013-11-26 4,531 $0.00 4,531 $6.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-09-10 No 4 M Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.510 to $14.570, inclusive. The reporting person undertakes to provide to Stein Mart, Inc., any security holder of Stein Mart, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  2. Grant has a graded vesting schedule. The date exercisable will vary for each vesting tranche.