Filing Details
- Accession Number:
- 0001127602-13-033074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-27 13:22:00
- Reporting Period:
- 2013-11-26
- Filing Date:
- 2013-11-27
- Accepted Time:
- 2013-11-27 13:22:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1224370 | Mindspeed Technologies Inc | MSPD | Semiconductors & Related Devices (3674) | 010616769 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1024219 | L Jerre Stead | Ihs, Inc. 15 Inverness Way East, M/S D305 Englewood CO 80112 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-26 | 4,000 | $3.05 | 37,532 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-26 | 4,000 | $5.02 | 33,532 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-26 | 4,000 | $0.93 | 37,532 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-26 | 4,000 | $5.03 | 33,532 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-11-26 | 4,000 | $0.00 | 4,000 | $3.05 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-11-26 | 4,000 | $0.00 | 4,000 | $0.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-04-07 | 2018-04-07 | No | 4 | M | Direct |
| 0 | 2010-03-10 | 2019-03-10 | No | 4 | M | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $5.020 to $5.025. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Billionaire Hedge Funds
