Filing Details
- Accession Number:
- 0001490660-13-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-27 12:36:30
- Reporting Period:
- 2013-11-25
- Filing Date:
- 2013-11-27
- Accepted Time:
- 2013-11-27 12:36:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200465 | M Phillip Fernandez | 901 Mariners Island Blvd San Mateo CA 94404 | President, Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-11-25 | 5,000 | $29.33 | 541,514 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2013-11-26 | 4,900 | $28.72 | 536,614 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2013-11-26 | 100 | $29.28 | 536,514 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Footnotes
- The shares were sold pursuant to Mr. Fernandez's 10b5-1 Plan entered into on September 3, 2013, as permitted by the Lock-Up Agreement entered into between Mr. Fernandez and Goldman, Sachs & Co. dated August 29, 2013.
- This transaction was executed in multiple trades at prices ranging from $29.00 to $29.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The shares are held directly by the Phillip M. Fernandez Living Trust dated August 4, 2010 for which the reporting person serves as trustee.
- This transaction was executed in multiple trades at prices ranging from $28.32 to $29.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
