Filing Details

Accession Number:
0001144204-13-064494
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-27 11:29:37
Reporting Period:
2013-11-25
Filing Date:
2013-11-27
Accepted Time:
2013-11-27 11:29:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
320121 Telos Corp TLSRP Services-Computer Integrated Systems Design (7373) 520880974
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
899083 Wynnefield Partners Small Cap Value Lp 450 Seventh Avenue
Suite 509
New York NY 10123
No No Yes No
1017043 Nelson Obus 450 Seventh Ave
Ste 509
New York NY 10123
No No Yes No
1030806 Ltd Fund Offshore Value Cap Small Wynnefield 450 Seventh Avenue
Ste 509
New York NY 10123
No No Yes No
1056835 Wynnefield Capital Management Llc 450 Seventh Ave
Ste 509
New York NY 10123
No No Yes No
1251565 Wynnefield Partners Small Cap Value Lp I 450 Seventh Avenue
Suite 509
New York NY 10123
No No Yes No
1251567 Wynnefield Capital Inc 450 Seventh Ave
Ste 509
New York NY 10123
No No Yes No
1251568 Joshua Landes 450 Seventh Ave
Ste 509
New York NY 10123
No No Yes No
1273617 P L Ii Partnership Channel 450 Seventh Avenue
Ste 509
New York NY 10123
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Preferred Stock, Par Value $.01 Per Share Acquisiton 2013-11-25 50 $15.10 188,256 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Preferred Stock, Par Value $.01 Per Share 120,450 Direct
Preferred Stock, Par Value $.01 Per Share 91,566 Indirect See Footnote
Footnotes
  1. 12% Cumulative Exchangeable Redeemable Preferred Stock, par value $.01 per share (the "Preferred Stock"), of Telos Corporation (TLSRP) ("Telos").
  2. On the date hereof, Wynnefield Partners Small Cap Value, L.P. (the "Partnership") directly beneficially owns 120,450 shares of Preferred Stock. Wynnefield Capital Management, LLC ("WCM"), as the sole general partner of the Partnership, has an indirect beneficial ownership interest in the shares of Preferred Stock that the Partnership directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of WCM, have an indirect beneficial ownership interest in the shares of Preferred Stock that the Partnership directly beneficially owns.
  3. On November 25, 2013 Wynnefield Partners Small Cap Value, L.P. I ("Partnership-I") purchased 50 shares of Preferred Stock reported herein. As a consequence, Partnership-I directly beneficially owns 188,256 shares of Preferred Stock, to which the Partnership claims indirect beneficial ownership as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. Partnership-I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. WCM, as the sole general partner of Partnership-I, has indirect beneficial ownership interest in the shares of Preferred Stock that Partnership-I directly beneficially owns. Mr. Obus and Mr. Landes, as co-managing members of WCM, have an indirect beneficial ownership interest in the shares of Preferred Stock that Partnership-I directly beneficially owns.
  4. On the date hereof, Wynnefield Small Cap Value Offshore Fund (the "Fund") directly beneficially owns 91,566 shares of Preferred Stock, to which the Partnership claims indirect beneficial ownership as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. The Fund, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. ("WCI"), as the sole investment manager of the Fund, has an indirect beneficial ownership interest in the shares of Preferred Stock that the Fund directly beneficially owns. Mr. Obus and Mr. Landes, as principal executive officers of WCI, have an indirect beneficial ownership interest in the shares of Preferred Stock that the Fund directly beneficially owns.