Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001104659-13-087318)

Filing Details

Accession Number:: 0001104659-13-087318
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-26 20:28:39
Reporting Period:: 2013-11-22

Filing Date:: 2013-11-26
Accepted Time:: 2013-11-26 20:28:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1006655	Evolution Petroleum Corp	EPM	Crude Petroleum & Natural Gas (1311)	411781991

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1332799	V Daryl Mazzanti	2500 City West Blvd., Suite 1300 Houston TX 77042	V.p. Operations	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-22	200,000	$1.61	393,684	No	4	M	Direct
Common Stock	Disposition	2013-11-22	26,524	$12.14	367,160	No	4	F	Direct
Common Stock	Acquisiton	2013-11-22	76,167	$1.61	443,327	No	4	M	Direct
Common Stock	Disposition	2013-11-22	10,101	$12.14	433,226	No	4	F	Direct
Common Stock	Acquisiton	2013-11-22	119,657	$2.55	552,883	No	4	M	Direct
Common Stock	Disposition	2013-11-22	25,134	$12.14	527,749	No	4	F	Direct
Common Stock	Acquisiton	2013-11-22	138,671	$2.19	666,420	No	4	M	Direct
Common Stock	Disposition	2013-11-22	25,016	$12.14	641,404	No	4	F	Direct
Common Stock	Acquisiton	2013-11-22	50,105	$4.02	691,509	No	4	M	Direct
Common Stock	Disposition	2013-11-22	16,592	$12.14	674,917	No	4	F	Direct
Common Stock	Disposition	2013-11-22	383,233	$12.20	291,684	No	4	S	Direct
Common Stock	Acquisiton	2013-11-26	273,833	$1.61	565,517	No	4	M	Direct
Common Stock	Acquisiton	2013-11-26	30,343	$1.61	595,860	No	4	M	Direct
Common Stock	Acquisiton	2013-11-26	61,329	$2.19	657,189	No	4	M	Direct
Common Stock	Acquisiton	2013-11-26	17,035	$4.02	674,224	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	REVOCABLE WARRANT	Disposition	2013-11-22	200,000	$0.00	200,000	$1.61
Common Stock	STOCK OPTION (RIGHT TO BUY)	Disposition	2013-11-22	76,167	$0.00	76,167	$1.61
Common Stock	STOCK OPTION (RIGHT TO BUY)	Disposition	2013-11-22	119,657	$0.00	119,657	$2.55
Common Stock	STOCK OPTION (RIGHT TO BUY)	Disposition	2013-11-22	138,671	$0.00	138,671	$2.19
Common Stock	STOCK OPTION (RIGHT TO BUY)	Disposition	2013-11-22	50,105	$0.00	50,105	$4.02
Common Stock	STOCK OPTION (RIGHT TO BUY)	Disposition	2013-11-26	273,833	$0.00	273,833	$1.61
Common Stock	STOCK OPTION (RIGHT TO BUY)	Disposition	2013-11-26	30,343	$0.00	30,343	$2.55
Common Stock	STOCK OPTION (RIGHT TO BUY)	Disposition	2013-11-26	61,329	$0.00	61,329	$2.19
Common Stock	STOCK OPTION (RIGHT TO BUY)	Disposition	2013-11-26	17,035	$0.00	17,035	$4.02

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-06-23	2015-06-23	No	4	M	Direct
273,833	2005-06-23	2015-06-23	No	4	M	Direct
30,343	2006-05-05	2016-05-05	No	4	M	Direct
61,329	2007-09-07	2017-09-07	No	4	M	Direct
17,035	2008-08-19	2015-08-19	No	4	M	Direct
0	2005-06-23	2015-06-23	No	4	M	Direct
0	2006-05-05	2016-05-05	No	4	M	Direct
0	2007-09-07	2017-09-07	No	4	M	Direct
0	2008-08-19	2015-08-19	No	4	M	Direct

Footnotes

Includes sales to satisfy payment of tax obligations and certain exercise price payments.
Options are fully vested. Options vest 1/8 first six months after grant date and quarterly thereafter.