Filing Details
- Accession Number:
- 0001104659-13-087318
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-26 20:28:39
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-26
- Accepted Time:
- 2013-11-26 20:28:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1006655 | Evolution Petroleum Corp | EPM | Crude Petroleum & Natural Gas (1311) | 411781991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1332799 | V Daryl Mazzanti | 2500 City West Blvd., Suite 1300 Houston TX 77042 | V.p. Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-22 | 200,000 | $1.61 | 393,684 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 26,524 | $12.14 | 367,160 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 76,167 | $1.61 | 443,327 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 10,101 | $12.14 | 433,226 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 119,657 | $2.55 | 552,883 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 25,134 | $12.14 | 527,749 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 138,671 | $2.19 | 666,420 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 25,016 | $12.14 | 641,404 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 50,105 | $4.02 | 691,509 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 16,592 | $12.14 | 674,917 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-11-22 | 383,233 | $12.20 | 291,684 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-26 | 273,833 | $1.61 | 565,517 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-26 | 30,343 | $1.61 | 595,860 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-26 | 61,329 | $2.19 | 657,189 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-26 | 17,035 | $4.02 | 674,224 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | REVOCABLE WARRANT | Disposition | 2013-11-22 | 200,000 | $0.00 | 200,000 | $1.61 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2013-11-22 | 76,167 | $0.00 | 76,167 | $1.61 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2013-11-22 | 119,657 | $0.00 | 119,657 | $2.55 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2013-11-22 | 138,671 | $0.00 | 138,671 | $2.19 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2013-11-22 | 50,105 | $0.00 | 50,105 | $4.02 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2013-11-26 | 273,833 | $0.00 | 273,833 | $1.61 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2013-11-26 | 30,343 | $0.00 | 30,343 | $2.55 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2013-11-26 | 61,329 | $0.00 | 61,329 | $2.19 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2013-11-26 | 17,035 | $0.00 | 17,035 | $4.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-06-23 | 2015-06-23 | No | 4 | M | Direct |
| 273,833 | 2005-06-23 | 2015-06-23 | No | 4 | M | Direct |
| 30,343 | 2006-05-05 | 2016-05-05 | No | 4 | M | Direct |
| 61,329 | 2007-09-07 | 2017-09-07 | No | 4 | M | Direct |
| 17,035 | 2008-08-19 | 2015-08-19 | No | 4 | M | Direct |
| 0 | 2005-06-23 | 2015-06-23 | No | 4 | M | Direct |
| 0 | 2006-05-05 | 2016-05-05 | No | 4 | M | Direct |
| 0 | 2007-09-07 | 2017-09-07 | No | 4 | M | Direct |
| 0 | 2008-08-19 | 2015-08-19 | No | 4 | M | Direct |
Footnotes
- Includes sales to satisfy payment of tax obligations and certain exercise price payments.
- Options are fully vested. Options vest 1/8 first six months after grant date and quarterly thereafter.
Billionaire Hedge Funds
