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Home > Insider Trading > Filing (0001104659-13-087309)

Filing Details

Accession Number:: 0001104659-13-087309
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-26 19:42:40
Reporting Period:: 2013-11-22

Filing Date:: 2013-11-26
Accepted Time:: 2013-11-26 19:42:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1006655	Evolution Petroleum Corp	EPM	Crude Petroleum & Natural Gas (1311)	411781991

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1350032	William Dozier	2500 City West Blvd., Suite 1300 Houston TX 77042		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-22	100,000	$1.21	179,368	No	4	M	Direct
Common Stock	Disposition	2013-11-22	9,967	$12.14	169,401	No	4	F	Direct
Common Stock	Acquisiton	2013-11-22	25,000	$3.03	194,401	No	4	M	Direct
Common Stock	Disposition	2013-11-22	6,240	$12.14	188,197	No	4	F	Direct
Common Stock	Disposition	2013-11-22	70,000	$12.20	118,197	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	NON-QUALIFIED STOCK OPTION	Disposition	2013-11-22	100,000	$0.00	100,000	$1.21
Common Stock	NON-QUALIFIED STOCK OPTION	Disposition	2013-11-22	25,000	$0.00	25,000	$3.03

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2007-12-12	2015-12-12	No	4	M	Direct
0	2008-05-10	2016-05-10	No	4	M	Direct

Footnotes

Includes sales to satisfy payment of tax obligations.