Filing Details
- Accession Number:
- 0001104659-13-087307
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-26 19:40:24
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-26
- Accepted Time:
- 2013-11-26 19:40:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1006655 | Evolution Petroleum Corp | EPM | Crude Petroleum & Natural Gas (1311) | 411781991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296118 | John Edward Dipaolo | 2500 City West Blvd., Suite 1300 Houston TX 77042 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-22 | 100,000 | $1.27 | 179,368 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 10,461 | $12.14 | 168,907 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 28,000 | $1.10 | 196,907 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 2,537 | $12.14 | 194,370 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 50,000 | $3.03 | 244,370 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 12,479 | $12.14 | 231,891 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-11-22 | 50,000 | $12.20 | 181,891 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | NON-QUALIFIED STOCK OPTION | Disposition | 2013-11-22 | 100,000 | $0.00 | 100,000 | $1.27 |
| Common Stock | NON-QUALIFIED STOCK OPTION | Disposition | 2013-11-22 | 28,000 | $0.00 | 28,000 | $1.10 |
| Common Stock | NON-QUALIFIED STOCK OPTION | Disposition | 2013-11-22 | 50,000 | $0.00 | 50,000 | $3.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-10-22 | 2014-10-22 | No | 4 | M | Direct |
| 0 | 2006-08-22 | 2015-08-22 | No | 4 | M | Direct |
| 0 | 2008-05-10 | 2016-05-10 | No | 4 | M | Direct |
Footnotes
- Includes sales to satisfy payment of tax obligations.
Billionaire Hedge Funds
