Filing Details
- Accession Number:
- 0001127602-13-033007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-26 17:55:06
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-26
- Accepted Time:
- 2013-11-26 17:55:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1468516 | Aol Inc. | AOL | Services-Computer Processing & Data Preparation (7374) | 204268793 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242924 | Curtis Brown | 770 Broadway New York NY 10003 | Evp & Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2013-11-22 | 4,543 | $16.26 | 38,333 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2013-11-22 | 4,543 | $45.59 | 33,790 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 | Acquisiton | 2013-11-22 | 2,262 | $16.26 | 36,052 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2013-11-22 | 2,262 | $45.60 | 33,790 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 | Acquisiton | 2013-11-22 | 11,179 | $21.89 | 44,969 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2013-11-22 | 11,179 | $45.54 | 33,790 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Stock Option (Right to Buy) | Disposition | 2013-11-22 | 11,179 | $0.00 | 11,179 | $21.89 |
Common Stock, Par Value $0.01 | Stock Option (Right to Buy) | Disposition | 2013-11-22 | 4,543 | $0.00 | 4,543 | $16.26 |
Common Stock, Par Value $0.01 | Stock Option (Right to Buy) | Disposition | 2013-11-22 | 2,262 | $0.00 | 2,262 | $16.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,184 | 2020-12-14 | No | 4 | M | Direct | |
3,241 | 2022-02-14 | No | 4 | M | Direct | |
1,629 | 2022-02-14 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average price of the shares of AOL Inc. common stock ("shares") sold in the reported transaction. These shares were sold in multiple transactions at prices ranging from $45.59 to $45.60, inclusive. The reporting person undertakes to provide to AOL Inc., any security holder of AOL Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Reflects the weighted average price of the shares sold in the reported transaction. These shares were sold in multiple transactions at prices ranging from $45.45 to $45.64, inclusive. The reporting person undertakes to provide to AOL Inc., any security holder of AOL Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- One quarter of the shares subject to the stock option vested on December 15, 2011 and subject to the reporting person's continuous employment on each vesting date, the remaining shares subject to the stock option have vested or will vest and become exercisable on a pro rata monthly basis for the 36 month period thereafter.
- One third of the shares subject to the stock option vested on February 15, 2013 and subject to the reporting person's continuous employment on each vesting date, the remaining shares subject to the stock option have vested or will vest and become exercisable on a pro rata monthly basis for the 24 month period thereafter.