Filing Details
- Accession Number:
- 0000095052-13-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-26 17:46:24
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-26
- Accepted Time:
- 2013-11-26 17:46:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 95052 | Elizabeth Arden Inc | RDEN | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 590914138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229134 | B Joel Ronkin | C/O Elizabeth Arden, Inc. 2400 Sw 145 Avenue, 2Nd Floor Miramar FL 33027 | Evp, Gm - North America | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2013-11-22 | 8,241 | $15.00 | 150,685 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2013-11-22 | 8,241 | $38.00 | 142,444 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2013-11-25 | 350 | $0.00 | 850 | No | 5 | G | Indirect | Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Indirect | Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2013-11-22 | 8,241 | $0.00 | 8,241 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2016-08-21 | No | 4 | M | Direct |
Footnotes
- Includes 50,301 service-based restricted stock units.
- Shares sold pursuant to a pre-established 10b5-1 Trading Plan adopted by the Reporting Person on November 8, 2013.
- Shares of common stock held in trusts, of which Mr. Ronkin is the Trustee, for the benefit of two of Mr. Ronkin's children.
- This stock option vested in three equal installments on August 21, 2007, August 21, 2008, and August 21, 2009.
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