Filing Details
- Accession Number:
- 0001206774-13-004238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-26 17:29:04
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-26
- Accepted Time:
- 2013-11-26 17:29:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1135030 | James Yeh | C/O Alliance Fiber Optic Products, Inc. 275 Gibraltar Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-11-22 | 300 | $15.21 | 2,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 2,200 | $15.21 | 500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 500 | $15.22 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right to buy) | Acquisiton | 2013-11-22 | 3,000 | $4.80 | 3,000 | $4.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,000 | 2012-11-19 | 2022-10-19 | No | 4 | M | Direct |
Footnotes
- The total 3,000 shares of common stock were granted on October 19, 2012. The option vests as to one thirty-sixth of the shares on November 19, 2012 and an additional one thirty-sixth of the shares vest on the first day of each full month thereafter.
- Share amount and exercise price reflect the 2-for-1 split of Common Stock in the form of a stock dividend effected on August 30, 2013
Billionaire Hedge Funds
