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Filing Details

Accession Number:: 0001209191-13-054194
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-26 17:27:26
Reporting Period:: 2013-11-25

Filing Date:: 2013-11-26
Accepted Time:: 2013-11-26 17:27:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1479750	Capital Bank Financial Corp.	CBF	National Commercial Banks (6021)	271454759

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1558467	A. Kenneth Posner	121 Alhambra Plaza Suite 1601 Coral Gables FL 33134	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-11-25	5,000	$22.37	42,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Restricted Common Stock	101,637	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock, Par Value $0.01 Per Share	Common Stock Option (right to buy)	$20.00		2019-12-22	78,194	78,194	Direct
Class A Common Stock, Par Value $0.01 Per Share	Common Stock Option (right to buy)	$20.00		2022-01-12	139,522	139,522	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-12-22	78,194	78,194	Direct
2022-01-12	139,522	139,522	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.332 to $22.419. The Reporting Person undertakes to provide to Capital Bank Financial Corp., any security holder of Capital Bank Financial Corp. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Shares of restricted common stock vest based on the achievement of performance goals relating to increases in the price of a share of CBF Class A Common Stock, with 33.3% of the performance shares vesting when the price of CBF Class A Common Stock equals or exceeds $25 per share, 33.3% of the performance shares vesting when the price of CBF Class A Common Stock equals or exceeds $28 per share and 33.3% of the performance shares vesting when the price of CBF Class A Common Stock equals or exceeds $32 per share. The vesting of the Reporting Person's restricted common stock is subject to his continued employment with CBF.
Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22, 2011 and the other half of the stock options granted in March 2011 vested on December 22, 2012.
Consists of stock options granted in January 2012. One half of the stock options granted in January 2012 vested on January 12, 2012 and the other half of the stock options granted in January 2012 vested on January 12, 2013.