Filing Details
- Accession Number:
- 0001209191-13-054183
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-26 17:01:19
- Reporting Period:
- 2013-11-25
- Filing Date:
- 2013-11-26
- Accepted Time:
- 2013-11-26 17:01:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
914208 | Invesco Ltd. | IVZ | Investment Advice (6282) | 980557567 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228937 | M Kevin Carome | 1555 Peachtree Street Ne Suite 1800 Atlanta GA 30309 | Smd And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2013-11-25 | 17 | $0.00 | 374,511 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2013-11-25 | 62 | $0.00 | 374,573 | No | 4 | M | Direct | |
Common Shares | Disposition | 2013-11-25 | 11 | $33.84 | 374,562 | No | 4 | S | Direct | |
Common Shares | Disposition | 2013-11-25 | 38 | $33.89 | 374,524 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Option (right to buy) | Disposition | 2013-11-25 | 17 | $0.00 | 17 | $0.00 |
Common Shares | Employee Stock Option (right to buy) | Disposition | 2013-11-25 | 62 | $0.00 | 62 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-12-16 | 2013-12-15 | No | 4 | M | Direct |
0 | 2007-12-31 | 2014-12-30 | No | 4 | M | Direct |
Footnotes
- Common Shares were acquired by exercise of employee share options (right to buy).
- Pounds Sterling 7.48 per Common Share.
- Pounds Sterling 6.39 per Common Share.