Home > Insider Trading > Filing (0000049071-13-000167)

Filing Details

Accession Number:: 0000049071-13-000167
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-26 16:50:11
Reporting Period:: 2013-11-26

Filing Date:: 2013-11-26
Accepted Time:: 2013-11-26 16:50:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1103605	S Heidi Margulis	Humana Inc. 500 West Main Street Louisville KY 40202	Senior V.p. - Public Affairs	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Humana Common	Acquisiton	2013-11-26	1,835	$69.48	12,636	No	4	M	Direct
Humana Common	Disposition	2013-11-26	5,500	$104.42	7,136	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2013-11-26	1,835	$0.00	1,835	$69.48

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2015-02-21	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	6,863	Indirect	See Footnote

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$72.84	2020-02-20	4,680	4,680	Direct
Humana Common	Restricted Stock Units	$0.00		2,355	2,355	Direct
Humana Common	Restricted Stock Units	$0.00		2,820	2,820	Direct
Humana Common	Restricted Stock Units	$0.00		1,544	1,544	Direct
Humana Common	Phantom Stock Units	$0.00		358	358	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-02-20	4,680	4,680	Direct
	2,355	2,355	Direct
	2,820	2,820	Direct
	1,544	1,544	Direct
	358	358	Indirect

Footnotes

Shares held for the benefit of reporting person as of October 31, 2013 under the Humana Retirement & Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 5/05/11, 100% of the award is vesting on 5/05/14.
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
Restricted stock units granted to reporting person on 2/20/13, 100% of the award is vesting on 2/20/16.
Phantom Stock Units held for the benefit of reporting person as of October 31, 2013 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctation due to changes in stock price.
Sold at prices ranging from $104.4138 to $104.4420.