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Home > Insider Trading > Filing (0000720672-13-000113)

Filing Details

Accession Number:: 0000720672-13-000113
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-26 16:49:07
Reporting Period:: 2013-11-25

Filing Date:: 2013-11-26
Accepted Time:: 2013-11-26 16:49:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1203674	J Ronald Kruszewski	17 Huntleigh Woods Drive Huntleigh MO 63131	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-11-25	30,000	$46.22	1,015,775	No	4	S	Direct
Common Stock	Disposition	2013-11-25	5,000	$45.52	1,010,775	No	4	S	Direct
Common Stock	Disposition	2013-11-25	10,000	$46.22	1,000,775	No	4	S	Direct
Common Stock	Disposition	2013-11-25	5,000	$45.52	995,775	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,500	Indirect	by Daughter
Common Stock	3,000	Indirect	by Son

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00			341,159	341,159	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	341,159	341,159	Direct

Footnotes

Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
No expiration date for these Units.