Filing Details
- Accession Number:
- 0001235802-13-000119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-26 16:41:14
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-26
- Accepted Time:
- 2013-11-26 16:41:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
67279 | Mocon Inc | MOCO | Measuring & Controlling Devices, Nec (3829) | 410903312 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456530 | E Robert Forsberg | C/O Baseline-Mocon Inc 19661 Highway 36 Lyons CO 80540 | President Baseline-Mocon, Inc. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-22 | 7,500 | $12.07 | 7,700 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-22 | 5,650 | $13.52 | 2,050 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-22 | 1,650 | $13.65 | 400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-22 | 200 | $13.61 | 200 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-22 | 7,500 | $0.00 | 7,500 | $12.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-12-21 | No | 4 | M | Direct |
Footnotes
- 25% exercisable on each of March 22, June 22, September 22 and December 22, 2007.