Filing Details
- Accession Number:
- 0001156375-13-000148
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-26 16:09:46
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-26
- Accepted Time:
- 2013-11-26 16:09:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1548439 | Dallas Linda Rich | 20 S. Wacker Dr. Chicago IL 60606 | Sr Md Govt Rel Legisl Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Acquisiton | 2013-11-22 | 1,350 | $54.30 | 10,250 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2013-11-22 | 1,350 | $83.58 | 8,900 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2013-11-22 | 1,650 | $5,437.00 | 10,550 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2013-11-22 | 1,650 | $83.58 | 8,900 | No | 4 | S | Direct | |
| Common Stock Class A | Disposition | 2013-11-22 | 861 | $83.58 | 8,039 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-22 | 1,350 | $0.00 | 1,350 | $54.30 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-22 | 1,650 | $0.00 | 1,650 | $54.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,350 | 2013-09-15 | 2020-09-15 | No | 4 | M | Direct |
| 3,300 | 2013-09-15 | 2021-09-15 | No | 4 | M | Direct |
Footnotes
- These options were granted on September 15, 2010. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
- These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
Billionaire Hedge Funds
