Filing Details
- Accession Number:
- 0001144204-13-064312
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-26 15:48:22
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-26
- Accepted Time:
- 2013-11-26 15:48:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 753048 | Axion International Holdings Inc. | AXIH | Plastics Foam Products (3086) | 840846389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1502065 | Perry Jacobson | C/O Axion International Holdings, Inc. 180 South Street, Suite 104 New Providence NJ 07974 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-22 | 2,760 | $0.59 | 239,987 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 5,000 | $0.59 | 244,987 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 3,400 | $0.59 | 248,387 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 1,600 | $0.58 | 249,987 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 4,000 | $0.59 | 253,987 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 1,000 | $0.57 | 254,987 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2013-11-22 | 180,000 | $0.00 | 180,000 | $0.60 |
| Common Stock | Stock Option (right to buy) | Acquisiton | 2013-11-22 | 150,000 | $0.00 | 150,000 | $0.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 180,000 | 2018-11-22 | No | 4 | A | Direct | |
| 150,000 | 2013-11-22 | 2018-11-22 | No | 4 | A | Direct |
Footnotes
- Granted to the Reporting Person in connection with his service on the Board of Directors of the Issuer. The option becomes exercisable in three equal installments on November 22, 2014, 2015 and 2016.
Billionaire Hedge Funds
