Filing Details

Accession Number:
0001144204-13-064275
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-11-26 14:37:10
Reporting Period:
2013-11-22
Filing Date:
2013-11-26
Accepted Time:
2013-11-26 14:37:10
Original Submission Date:
2013-11-26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792130 Datawatch Corp DWCH Services-Prepackaged Software (7372) 020405716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559493 Ben Plummer C/O Datawatch Corporation
271 Mill Road, Quorum Office Park
Chelmsford MA 01824
Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-22 10,000 $31.25 96,750 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This amendment is filed to correct an error with respect to the transaction date that appeared in the original filing. The reported sale of 10,000 shares was executed on November 22, 2013, whereas the original filing stated a transaction date of May 30, 2013.
  2. Shares of Issuer's common stock were sold in connection with the payment of withholding taxes with respect to vesting of previously granted Restricted Stock Units. The reporting person's sale of Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 2,000 shares, with the reporting person's purchases of 2,000 shares of DWCH common stock on May 30, 2013 and May 31, 2013. The reporting person has agreed in writing with the Issuer to pay to the Issuer $32,770.55, representing the full amount of the profit realized in connection with the matching transactions, and has made such payment prior to the filing of this Form.