Filing Details
- Accession Number:
- 0000750556-13-000185
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-26 13:53:04
- Reporting Period:
- 2013-11-25
- Filing Date:
- 2013-11-26
- Accepted Time:
- 2013-11-26 13:53:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
750556 | Suntrust Banks Inc | STI | National Commercial Banks (6021) | 581575035 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311783 | D Raymond Fortin | 303 Peachtree Street, N.e. Atlanta GA 30308 | Corp. Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-25 | 5,700 | $0.00 | 36,800 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,088 | Indirect | 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 1,439 | 1,439 | Direct | ||
Common Stock | Phantom Stock | $0.00 | 11,691 | 11,691 | Direct | ||
Common Stock | Option | $73.19 | 2007-02-10 | 2014-02-10 | 15,000 | 15,000 | Direct |
Common Stock | Option | $73.14 | 2008-02-08 | 2015-02-08 | 18,000 | 18,000 | Direct |
Common Stock | Option | $71.03 | 2009-02-14 | 2016-02-14 | 20,000 | 20,000 | Direct |
Common Stock | Option | $85.06 | 2010-02-13 | 2017-02-13 | 18,000 | 18,000 | Direct |
Common Stock | Option | $64.58 | 2011-02-12 | 2018-02-12 | 33,500 | 33,500 | Direct |
Common Stock | Option | $9.06 | 2012-02-10 | 2019-02-08 | 183,273 | 183,273 | Direct |
Common Stock | Option | $32.27 | 2014-02-08 | 2021-02-08 | 66,300 | 66,300 | Direct |
Common Stock | Option | $21.67 | 2022-02-14 | 30,000 | 30,000 | Direct | |
Common Stock | Option | $27.41 | 2014-02-26 | 2023-02-26 | 7,753 | 7,753 | Direct |
Common Stock | Option | $27.41 | 2015-02-26 | 2023-02-26 | 7,753 | 7,753 | Direct |
Common Stock | Option | $27.41 | 2016-02-26 | 2023-02-26 | 7,754 | 7,754 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,439 | 1,439 | Direct | |
11,691 | 11,691 | Direct | |
2014-02-10 | 15,000 | 15,000 | Direct |
2015-02-08 | 18,000 | 18,000 | Direct |
2016-02-14 | 20,000 | 20,000 | Direct |
2017-02-13 | 18,000 | 18,000 | Direct |
2018-02-12 | 33,500 | 33,500 | Direct |
2019-02-08 | 183,273 | 183,273 | Direct |
2021-02-08 | 66,300 | 66,300 | Direct |
2022-02-14 | 30,000 | 30,000 | Direct |
2023-02-26 | 7,753 | 7,753 | Direct |
2023-02-26 | 7,753 | 7,753 | Direct |
2023-02-26 | 7,754 | 7,754 | Direct |
Footnotes
- Sold at varies prices ranging from $36.82 to $36.822..
- Includes the following shares which are subject to forfeiture: 21,000 which vest on 2/8/2014.
- Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis.
- Represents restricted stock units, half of which vest on 2/14/2014 and half on 2/15/2015.
- Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan.
- Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
- Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan.
- Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. One third of the award vests each year for three years.