Filing Details
- Accession Number:
- 0000796505-13-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-26 13:46:30
- Reporting Period:
- 2013-11-25
- Filing Date:
- 2013-11-26
- Accepted Time:
- 2013-11-26 13:46:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796505 | Clearfield Inc. | CLFD | Telephone & Telegraph Apparatus (3661) | 411347235 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182968 | L Stephen Zuckerman | 5480 Nathan Lane N Suite 120 Plymouth MN 55442 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-25 | 1,000 | $5.34 | 30,818 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-25 | 1,000 | $17.55 | 29,818 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-11-25 | 1,000 | $0.00 | 1,000 | $5.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,900 | 2012-02-24 | 2017-02-25 | No | 4 | M | Direct |
Billionaire Hedge Funds
