Filing Details
- Accession Number:
- 0001518715-13-000224
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-25 20:08:50
- Reporting Period:
- 2013-11-21
- Filing Date:
- 2013-11-25
- Accepted Time:
- 2013-11-25 20:08:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1518715 | Homestreet Inc. | HMST | Savings Institutions, Not Federally Chartered (6036) | 910186600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1396928 | K Mark Mason | 601 Union Street, Suite 2000 Seattle WA 98101 | Ceo, President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-21 | 200,000 | $0.00 | 200,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-21 | 7,674 | $20.20 | 192,326 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 33,321 | $20.20 | 159,005 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-25 | 48,005 | $20.45 | 111,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right To Buy) | Disposition | 2013-11-21 | 200,000 | $0.00 | 200,000 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-10-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 126,164 | Indirect | Mason Family Trust DTD 2/16/99 |
Footnotes
- These shares were previously reported as held directly by Mr. Mason and prior to the date of this report were transferred into the Mason Family Trust dated 2/16/99.
- Mr. Mason and his wife, Tracy Mason, are the co-trustees and co-beneficiaries for the Mason Family Trust dated 2/16/99.
- These options were fully vested as of October 22, 2013.
Billionaire Hedge Funds
