Filing Details
- Accession Number:
- 0001406666-13-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-25 18:24:46
- Reporting Period:
- 2013-11-21
- Filing Date:
- 2013-11-25
- Accepted Time:
- 2013-11-25 18:24:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1406666 | Calix Inc | (CALX) | Communications Services, Nec (4899) | 680438710 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1483787 | Roger Weingarth | C/O Calix, Inc. 1035 N. Mcdowell Blvd. Petaluma CA 94954 | Advisor To The Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-11-21 | 20,000 | $10.17 | 112,595 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 15,000 | $10.03 | 97,595 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-25 | 10,000 | $9.95 | 87,595 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.08 to $10.29, inclusive. Full information on the number of shares sold at each sale price is available upon request.
- Includes 22,500 restricted stock units.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.88 to $10.16, inclusive. Full information on the number of shares sold at each sale price is available upon request.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.91 to $9.99, inclusive. Full information on the number of shares sold at each sale price is available upon request.
Billionaire Hedge Funds
