Filing Details
- Accession Number:
- 0001140361-13-044104
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-11-25 17:53:42
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-25
- Accepted Time:
- 2013-11-25 17:53:42
- Original Submission Date:
- 2013-11-21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1580156 | Houghton Mifflin Harcourt Co | HMHC | Books: Publishing Or Publishing & Printing (2731) | 271566372 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1300714 | Anchorage Capital Group, L.l.c. | 610 Broadway 6Th Floor New York NY 10012 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Disposition | 2013-11-19 | 1,717,310 | $12.00 | 15,830,830 | No | 4 | S | Indirect | By Anchorage Capital Master Offshore, Ltd. |
Common Stock, $0.01 Par Value Per Share | Disposition | 2013-11-19 | 44,659 | $12.00 | 409,795 | No | 4 | S | Indirect | By Anchorage Illiquid Opportunities Offshore Master, L.P. |
Common Stock, $0.01 Par Value Per Share | Disposition | 2013-11-19 | 14,886 | $12.00 | 136,598 | No | 4 | S | Indirect | By Anchorage Illiquid Opportunities Offshore Master II, L.P. |
Common Stock, $0.01 Par Value Per Share | Disposition | 2013-11-19 | 67,820 | $12.00 | 622,320 | No | 4 | S | Indirect | By Anchorage Illiquid Opportunities Offshore Master III, L.P. |
Common Stock, $0.01 Par Value Per Share | Disposition | 2013-11-19 | 82,343 | $12.00 | 755,591 | No | 4 | S | Indirect | By GRF Master Fund II, L.P. |
Common Stock, $0.01 Par Value Per Share | Disposition | 2013-11-19 | 14,684 | $12.00 | 134,740 | No | 4 | S | Indirect | By PCI Fund LLC |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2013-11-19 | 3,500,000 | $12.00 | 19,330,830 | No | 4 | P | Indirect | By Anchorage Capital Master Offshore, Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Anchorage Capital Master Offshore, Ltd. |
No | 4 | S | Indirect | By Anchorage Illiquid Opportunities Offshore Master, L.P. |
No | 4 | S | Indirect | By Anchorage Illiquid Opportunities Offshore Master II, L.P. |
No | 4 | S | Indirect | By Anchorage Illiquid Opportunities Offshore Master III, L.P. |
No | 4 | S | Indirect | By GRF Master Fund II, L.P. |
No | 4 | S | Indirect | By PCI Fund LLC |
No | 4 | P | Indirect | By Anchorage Capital Master Offshore, Ltd. |
Footnotes
- These figures have been updated to reflect that Anchorage Capital Master Offshore, Ltd. holds one fewer share, and GRF Master Fund II L.P. holds one additional share, than was inadvertently incorrectly reported on the original Form 4, submitted November 21, 2013. The total beneficial ownership maintained by Anchorage Capital Group L.L.C. remains unchanged.
- Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., Anchorage Illiquid Opportunities Offshore Master, L.P., Anchorage Illiquid Opportunities Offshore Master II, L.P., Anchorage Illiquid Opportunities Offshore Master III, L.P., GRF Master Fund II, L.P., and PCI Fund LLC. Mr. Davis is the President of Anchorage Capital Group, L.L.C. and a managing member of Anchorage Advisors Management, L.L.C. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the other managing member of Anchorage Advisors Management, L.L.C.
- Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.