Home > Insider Trading > Filing (0001181431-13-060585)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1351285	Rosetta Stone Inc	RST	Services-Prepackaged Software (7372)	043837082

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1512994	Trust Iv Partners Capital Abs	400 East Pratt Street Suite 910 Baltimore MD 21202-3116		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-11-21	1,000,000	$11.45	1,989,294	No	4	S	Direct
Common Stock	Disposition	2013-11-22	500,000	$11.45	1,489,294	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

Shares were sold by ABS Capital Partners IV Trust at a gross price of $11.50 per share, with a net price after brokerage fees of $11.45 per share.
Shares are held by ABS Capital Partners IV Trust (the "Trust"), a liquidating trust whose trustee is ABS Capital Partners, Inc (the "Trustee"). All voting and dispositive power over these shares is held by the Trustee. Phillip A. Clough and Laura L. Witt are managing directors of the Trustee and both serve on the issuer's board of directors. Mr. Clough and Ms. Witt disclaim beneficial ownership of the shares except to the extent of any pecuniary interest therein.
These 500,000 shares were sold pursuant to the Stock Repurchase Agreement entered into with Rosetta Stone Inc., effective November 22, 2013.