Filing Details
- Accession Number:
- 0001311262-13-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-25 16:44:29
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-25
- Accepted Time:
- 2013-11-25 16:44:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | S Y Bancorp Inc | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311262 | Philip Poindexter | 320 Mockingbird Hill Road Louisville KY 40207 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-22 | 3,491 | $0.00 | 16,191 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 3,491 | $31.25 | 12,700 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2013-11-22 | 3,491 | $0.00 | 3,491 | $22.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-12-14 | 2014-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,815 | Indirect | ESOP/401k - fbo Philip Poindexter |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | $24.07 | 2007-01-17 | 2016-01-17 | 9,450 | 9,450 | Direct |
| Common Stock | Option (Right to Buy | $26.83 | 2008-02-20 | 2017-02-20 | 6,000 | 6,000 | Direct |
| Common Stock | Stock Appreciation Right | $23.37 | 2009-02-19 | 2018-02-19 | 3,700 | 3,700 | Direct |
| Common Stock | Stock Appreciation Right | $22.14 | 2010-02-17 | 2019-02-17 | 3,700 | 3,700 | Direct |
| Common Stock | Stock Appreciation Right | $21.03 | 2011-02-16 | 2020-02-16 | 6,858 | 6,858 | Direct |
| Common Stock | Stock Appreciation Right | $23.76 | 2012-03-15 | 2021-03-15 | 4,097 | 4,097 | Direct |
| Common Stock | Stock Appreciation Right | $22.86 | 2013-02-20 | 2022-02-20 | 7,132 | 7,132 | Direct |
| Common Stock | Stock Appreciation Right | $22.89 | 2014-02-19 | 2023-02-19 | 5,050 | 5,050 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-01-17 | 9,450 | 9,450 | Direct |
| 2017-02-20 | 6,000 | 6,000 | Direct |
| 2018-02-19 | 3,700 | 3,700 | Direct |
| 2019-02-17 | 3,700 | 3,700 | Direct |
| 2020-02-16 | 6,858 | 6,858 | Direct |
| 2021-03-15 | 4,097 | 4,097 | Direct |
| 2022-02-20 | 7,132 | 7,132 | Direct |
| 2023-02-19 | 5,050 | 5,050 | Direct |
Footnotes
- Exercise of nonqualified stock option
Billionaire Hedge Funds
