Filing Details
- Accession Number:
- 0001181431-13-060571
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-25 16:43:05
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-25
- Accepted Time:
- 2013-11-25 16:43:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6176 | Ampco Pittsburgh Corp | AP | Pumps & Pumping Equipment (3561) | 251117717 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181684 | A Robert Paul | 600 Grant Street 4600 Usx Tower Pittsburgh PA 15219 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-22 | 4,046 | $18.50 | 175,974 | No | 4 | S | Indirect | By Louis Berkman Declaration of Trust |
Common Stock | Disposition | 2013-11-25 | 8,015 | $18.52 | 167,959 | No | 4 | S | Indirect | By Louis Berkman Declaration of Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Louis Berkman Declaration of Trust |
No | 4 | S | Indirect | By Louis Berkman Declaration of Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 42,889 | Direct | |
Common Stock | 13,767 | Indirect | Shares Held By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options | $37.89 | 2018-09-04 | 35,000 | 35,000 | Direct | |
Common Stock | Non-Qualified Stock Options | $13.37 | 2019-02-19 | 35,000 | 35,000 | Direct | |
Common Stock | Non-Qualified Stock Options | $25.77 | 2020-02-18 | 35,000 | 35,000 | Direct | |
Common Stock | Non-Qualified Stock Options | $25.18 | 2021-05-05 | 20,000 | 20,000 | Direct | |
Common Stock | Non-Qualified Stock Options | $17.67 | 2022-05-03 | 20,000 | 20,000 | Direct | |
Common Stock | Non-Qualified Stock Options | $17.16 | 2023-05-02 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-09-04 | 35,000 | 35,000 | Direct |
2019-02-19 | 35,000 | 35,000 | Direct |
2020-02-18 | 35,000 | 35,000 | Direct |
2021-05-05 | 20,000 | 20,000 | Direct |
2022-05-03 | 20,000 | 20,000 | Direct |
2023-05-02 | 20,000 | 20,000 | Direct |
Footnotes
- Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Louis Berkman Declaration of Trust on August 1, 2013.
- The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.5000 to $18.5100 inclusive. The Reporting Person undertakes to provide to Ampco-Pittsburgh, any security holder of Ampco-Pittsburgh Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.5000 to $18.6100 inclusive. The Reporting Person undertakes to provide to Ampco-Pittsburgh, any security holder of Ampco-Pittsburgh Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.