Filing Details

Accession Number:
0001455754-13-000068
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-25 15:38:23
Reporting Period:
2013-11-21
Filing Date:
2013-11-25
Accepted Time:
2013-11-25 15:38:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790359 Nbt Bancorp Inc NBTB National Commercial Banks (6021) 161268674
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204716 J Michael Chewens 52 South Broad Street
Norwich NY 13815
Sr Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock Acquisiton 2013-11-21 18,000 $20.36 62,920 No 4 M Direct
Nbt Bancorp Inc. Common Stock Disposition 2013-11-21 18,000 $24.95 44,920 No 4 S Direct
Nbt Bancorp Inc. Common Stock Acquisiton 2013-11-21 14,400 $20.19 59,320 No 4 M Direct
Nbt Bancorp Inc. Common Stock Disposition 2013-11-21 14,400 $24.95 44,920 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-21 14,400 $24.95 14,400 $20.19
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-21 18,000 $24.95 18,000 $20.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,600 2011-01-15 2020-01-15 No 4 M Direct
0 2009-01-15 2018-01-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock 14,356 Indirect 401k
Nbt Bancorp Inc. Common Stock 3,923 Indirect NBT Bancorp ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $22.35 2007-01-01 2016-01-01 22,000 22,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $23.27 2006-01-20 2015-01-20 17,507 17,507 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $25.38 2010-01-15 2019-01-15 18,000 18,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $25.76 2008-01-01 2017-01-01 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-01 22,000 22,000 Direct
2015-01-20 17,507 17,507 Direct
2019-01-15 18,000 18,000 Direct
2017-01-01 20,000 20,000 Direct
Footnotes
  1. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
  2. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.