Filing Details
- Accession Number:
- 0001455754-13-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-25 15:38:23
- Reporting Period:
- 2013-11-21
- Filing Date:
- 2013-11-25
- Accepted Time:
- 2013-11-25 15:38:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 790359 | Nbt Bancorp Inc | NBTB | National Commercial Banks (6021) | 161268674 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204716 | J Michael Chewens | 52 South Broad Street Norwich NY 13815 | Sr Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2013-11-21 | 18,000 | $20.36 | 62,920 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2013-11-21 | 18,000 | $24.95 | 44,920 | No | 4 | S | Direct | |
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2013-11-21 | 14,400 | $20.19 | 59,320 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2013-11-21 | 14,400 | $24.95 | 44,920 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-21 | 14,400 | $24.95 | 14,400 | $20.19 |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-21 | 18,000 | $24.95 | 18,000 | $20.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,600 | 2011-01-15 | 2020-01-15 | No | 4 | M | Direct |
| 0 | 2009-01-15 | 2018-01-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | 14,356 | Indirect | 401k |
| Nbt Bancorp Inc. Common Stock | 3,923 | Indirect | NBT Bancorp ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $22.35 | 2007-01-01 | 2016-01-01 | 22,000 | 22,000 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $23.27 | 2006-01-20 | 2015-01-20 | 17,507 | 17,507 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $25.38 | 2010-01-15 | 2019-01-15 | 18,000 | 18,000 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $25.76 | 2008-01-01 | 2017-01-01 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-01-01 | 22,000 | 22,000 | Direct |
| 2015-01-20 | 17,507 | 17,507 | Direct |
| 2019-01-15 | 18,000 | 18,000 | Direct |
| 2017-01-01 | 20,000 | 20,000 | Direct |
Footnotes
- Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
- Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.
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