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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
861842	Cathay General Bancorp	CATY	State Commercial Banks (6022)	954274680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1301191	R Kim Bingham	777 North Broadway Los Angeles CA 90012	Evp - Chief Credit Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-11-21	1,700	$25.87	3,739	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$38.38	2005-11-18	2014-11-18	10,000	10,000	Direct
Common Stock	Stock Option	$37.00	2006-02-17	2015-02-17	10,000	20,000	Direct
Common Stock	Stock Option	$36.24	2007-01-25	2016-01-25	34,930	54,930	Direct
Common Stock	Stock Option	$23.37	2009-02-21	2018-02-21	35,000	89,930	Direct
Common Stock	Restricted Stock Units	$0.00			4,744	94,674	Direct
Common Stock	Restricted Stock Units	$0.00			3,451	98,125	Direct
Common Stock	Restricted Stock Units	$0.00			5,540	103,665	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-11-18	10,000	10,000	Direct
2015-02-17	10,000	20,000	Direct
2016-01-25	34,930	54,930	Direct
2018-02-21	35,000	89,930	Direct
	4,744	94,674	Direct
	3,451	98,125	Direct
	5,540	103,665	Direct

Footnotes

Represents the weighted average sales price per share. The shares were sold at prices ranging from $25.86 to $25.89 per shares. Full information regarding the number of shares sold at each separate price will be provided, uon request, to the staff of the U.S. Securities and Exchange Commission, the Issuer, or any security holder of the Issuer.
The option is fully exercisable.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.