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Filing Details

Accession Number:: 0001127602-13-032759
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-25 14:11:01
Reporting Period:: 2013-11-21

Filing Date:: 2013-11-25
Accepted Time:: 2013-11-25 14:11:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1125259	Carnival Plc	CUK	Water Transportation (4400)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1243482	S Howard Frank	Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178	Vice Chairman & Coo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Trust Shares (Beneficial Interest In Special Voting Share)	Disposition	2013-06-21	1,794	$0.00	0	No	5	G	Indirect	Howard S. Frank Grat #5
Trust Shares (Beneficial Interest In Special Voting Share)	Disposition	2013-11-21	42,729	$35.70	135,759	No	4	S	Direct
Trust Shares (Beneficial Interest In Special Voting Share)	Disposition	2013-11-21	10,066	$35.77	125,693	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	Howard S. Frank Grat #5
No	4	S	Direct
No	4	S	Direct

Footnotes

Bona fide gift
Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
This transaction was executed in multiple trades at prices ranging from $35.67 to $35.75. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $35.76 to $35.78. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.