Filing Details

Accession Number:
0000009984-13-000130
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-25 13:13:34
Reporting Period:
2013-11-21
Filing Date:
2013-11-25
Accepted Time:
2013-11-25 13:13:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9984 Barnes Group Inc B Miscellaneous Fabricated Metal Products (3490) 060247840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478811 Marian Acker Barnes Group Inc.
123 Main Street
Bristol CT 06010
Vp, Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-21 6,000 $22.34 48,703 No 4 M Direct
Common Stock Disposition 2013-11-21 6,000 $35.71 42,703 No 4 S Direct
Common Stock Acquisiton 2013-11-21 6,150 $26.38 48,853 No 4 M Direct
Common Stock Disposition 2013-11-21 6,150 $35.71 42,703 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option- Right to Buy Disposition 2013-11-21 6,000 $0.00 6,000 $22.34
Common Stock Stock Option Right to Buy Disposition 2013-11-21 6,150 $0.00 6,150 $26.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-02-14 No 4 M Direct
0 2018-02-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3 Indirect By Employee Stock Purchase Plan
Common Stock 1,181 Indirect By Company's 401(k) Plan
Footnotes
  1. Includes balances of 1398 Restricted Stock Units granted 2/9/11, 999 granted 2/8/12, 1700 granted 2/12/13 and 5300 granted 5/2/13, and balances of 2100 Performance Share Awards granted 2/9/11, 2500 granted 2/8/12 and 2900 granted 2/12/13, that are subject to forfeiture if certain events occur.
  2. The option vests in three equall annual installments on August 14, 2008, 2009 and 2010.
  3. The option vests in three equall annual installments in August 13, 2009, 2010 and 2011.
  4. 1 for 1.