Filing Details
- Accession Number:
- 0001127602-13-032727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-25 11:19:31
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-25
- Accepted Time:
- 2013-11-25 11:19:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229021 | D David King | 1010 Grand Blvd. Kansas City MO 64106 | Evp Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-22 | 6,127 | $37.73 | 13,356 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 2,600 | $63.85 | 10,756 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 400 | $63.85 | 10,356 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 100 | $63.86 | 10,256 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 1,100 | $63.87 | 9,156 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 39 | $63.72 | 9,117 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 219 | $63.73 | 8,898 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 116 | $63.74 | 8,782 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 400 | $63.75 | 8,382 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 161 | $63.77 | 8,221 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 340 | $63.78 | 7,881 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 126 | $63.79 | 7,755 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 26 | $63.83 | 7,729 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-22 | 500 | $63.84 | 7,229 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-11-22 | 6,127 | $0.00 | 6,127 | $37.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-01 | 2018-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 805 | Indirect | By Esop |
Footnotes
- Includes shares acquired from dividend reinvestment
- Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
Billionaire Hedge Funds
