Filing Details

Accession Number:
0001144204-13-063844
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-25 06:02:13
Reporting Period:
2013-11-20
Filing Date:
2013-11-25
Accepted Time:
2013-11-25 06:02:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1270073 Intercept Pharmaceuticals Inc ICPT Pharmaceutical Preparations (2834) 223868459
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559512 Luciano Adorini C/O Intercept Pharmaceuticals, Inc.
18 Desbrosses Street
New York NY 10013
Chief Scientific Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-20 2,000 $10.40 7,743 No 4 M Direct
Common Stock Disposition 2013-11-20 1,620 $50.50 6,123 No 4 S Direct
Common Stock Disposition 2013-11-20 380 $51.26 5,743 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock Disposition 2013-11-20 2,000 $0.00 2,000 $10.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,634 2018-01-07 No 4 M Direct
Footnotes
  1. The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 16, 2013.
  2. All shares underlying this option have fully vested.
  3. This transaction was executed in multiple trades at prices ranging from $49.96 to $50.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $51.00 to $51.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.