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Home > Insider Trading > Filing (0001592747-13-000001)

Filing Details

Accession Number:: 0001592747-13-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-22 20:00:22
Reporting Period:: 2013-11-21

Filing Date:: 2013-11-22
Accepted Time:: 2013-11-22 20:00:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1477246	S&W Seed Co	SANW	Agricultural Production-Crops (100)	271275784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1488715	N. Michael Nordstrom	222 West Lacey Blvd. Hanford CA 93230		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Acquisiton	2013-11-21	3,750	$5.20	8,202	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	5,500	Indirect	Custodial account for son
Common Stock, $0.001 Par Value	5,400	Indirect	Custodial account for daughter

Footnotes

Custodial accounts are held for the benefit of the reporting person's children, the custodian for which is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16 or for any other purpose.