Filing Details

Accession Number:
0001002225-13-000115
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-22 20:00:11
Reporting Period:
2013-11-21
Filing Date:
2013-11-22
Accepted Time:
2013-11-22 20:00:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559426 Todd Gottula 600 Townsend Street
San Francisco CA 94103
Evp & Cto, Global Solutn Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-21 933 $17.91 35,178 No 4 M Direct
Common Stock Disposition 2013-11-21 481 $34.74 34,697 No 4 D Direct
Common Stock Disposition 2013-11-21 169 $34.74 34,528 No 4 F Direct
Common Stock Acquisiton 2013-11-21 1,881 $12.75 36,409 No 4 M Direct
Common Stock Disposition 2013-11-21 691 $34.74 35,718 No 4 D Direct
Common Stock Disposition 2013-11-21 447 $34.74 35,271 No 4 F Direct
Common Stock Acquisiton 2013-11-21 525 $7.84 35,796 No 4 M Direct
Common Stock Disposition 2013-11-21 119 $34.74 35,677 No 4 D Direct
Common Stock Disposition 2013-11-21 152 $34.74 35,525 No 4 F Direct
Common Stock Acquisiton 2013-11-21 2,390 $17.80 37,915 No 4 M Direct
Common Stock Disposition 2013-11-21 1,226 $34.74 36,689 No 4 D Direct
Common Stock Disposition 2013-11-21 437 $34.74 36,252 No 4 F Direct
Common Stock Acquisiton 2013-11-21 933 $17.91 37,185 No 4 M Direct
Common Stock Disposition 2013-11-21 481 $34.74 36,704 No 4 D Direct
Common Stock Disposition 2013-11-21 169 $34.74 36,535 No 4 F Direct
Common Stock Acquisiton 2013-11-21 958 $12.75 37,493 No 4 M Direct
Common Stock Disposition 2013-11-21 353 $34.74 37,140 No 4 D Direct
Common Stock Disposition 2013-11-21 227 $34.74 36,913 No 4 F Direct
Common Stock Acquisiton 2013-11-21 200 $11.88 37,113 No 4 M Direct
Common Stock Disposition 2013-11-21 69 $34.74 37,044 No 4 D Direct
Common Stock Disposition 2013-11-21 49 $34.74 36,995 No 4 F Direct
Common Stock Disposition 2013-11-22 2,750 $34.68 34,245 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2013-11-21 525 $0.00 525 $7.84
Common Stock Stock Appreciation Rights Disposition 2013-11-21 200 $0.00 200 $11.88
Common Stock Stock Appreciation Rights Disposition 2013-11-21 1,881 $0.00 1,881 $12.75
Common Stock Stock Appreciation Rights Disposition 2013-11-21 958 $0.00 958 $12.75
Common Stock Stock Appreciation Rights Disposition 2013-11-21 2,390 $0.00 2,390 $17.80
Common Stock Stock Appreciation Rights Disposition 2013-11-21 933 $0.00 933 $17.91
Common Stock Stock Appreciation Rights Disposition 2013-11-21 933 $0.00 933 $17.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-07-24 2019-05-14 No 4 M Direct
0 2013-07-24 2018-05-14 No 4 D Direct
3,868 2013-07-24 2020-05-14 No 4 M Direct
2,910 2011-05-14 2020-05-14 No 4 M Direct
14,337 2013-05-14 2022-05-14 No 4 M Direct
9,567 2013-07-14 2021-05-13 No 4 M Direct
8,634 2012-05-13 2021-05-13 No 4 M Direct
Footnotes
  1. Transaction pursuant to 10b5-1 plan dated 30 August 2013
  2. Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
  3. Shares traded for taxes. No open market activity.