Filing Details
- Accession Number:
- 0001002225-13-000115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 20:00:11
- Reporting Period:
- 2013-11-21
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 20:00:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1559426 | Todd Gottula | 600 Townsend Street San Francisco CA 94103 | Evp & Cto, Global Solutn Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-21 | 933 | $17.91 | 35,178 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-21 | 481 | $34.74 | 34,697 | No | 4 | D | Direct | |
Common Stock | Disposition | 2013-11-21 | 169 | $34.74 | 34,528 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-11-21 | 1,881 | $12.75 | 36,409 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-21 | 691 | $34.74 | 35,718 | No | 4 | D | Direct | |
Common Stock | Disposition | 2013-11-21 | 447 | $34.74 | 35,271 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-11-21 | 525 | $7.84 | 35,796 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-21 | 119 | $34.74 | 35,677 | No | 4 | D | Direct | |
Common Stock | Disposition | 2013-11-21 | 152 | $34.74 | 35,525 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-11-21 | 2,390 | $17.80 | 37,915 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-21 | 1,226 | $34.74 | 36,689 | No | 4 | D | Direct | |
Common Stock | Disposition | 2013-11-21 | 437 | $34.74 | 36,252 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-11-21 | 933 | $17.91 | 37,185 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-21 | 481 | $34.74 | 36,704 | No | 4 | D | Direct | |
Common Stock | Disposition | 2013-11-21 | 169 | $34.74 | 36,535 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-11-21 | 958 | $12.75 | 37,493 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-21 | 353 | $34.74 | 37,140 | No | 4 | D | Direct | |
Common Stock | Disposition | 2013-11-21 | 227 | $34.74 | 36,913 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-11-21 | 200 | $11.88 | 37,113 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-21 | 69 | $34.74 | 37,044 | No | 4 | D | Direct | |
Common Stock | Disposition | 2013-11-21 | 49 | $34.74 | 36,995 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-11-22 | 2,750 | $34.68 | 34,245 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2013-11-21 | 525 | $0.00 | 525 | $7.84 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-11-21 | 200 | $0.00 | 200 | $11.88 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-11-21 | 1,881 | $0.00 | 1,881 | $12.75 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-11-21 | 958 | $0.00 | 958 | $12.75 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-11-21 | 2,390 | $0.00 | 2,390 | $17.80 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-11-21 | 933 | $0.00 | 933 | $17.91 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-11-21 | 933 | $0.00 | 933 | $17.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-07-24 | 2019-05-14 | No | 4 | M | Direct |
0 | 2013-07-24 | 2018-05-14 | No | 4 | D | Direct |
3,868 | 2013-07-24 | 2020-05-14 | No | 4 | M | Direct |
2,910 | 2011-05-14 | 2020-05-14 | No | 4 | M | Direct |
14,337 | 2013-05-14 | 2022-05-14 | No | 4 | M | Direct |
9,567 | 2013-07-14 | 2021-05-13 | No | 4 | M | Direct |
8,634 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to 10b5-1 plan dated 30 August 2013
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.