Filing Details
- Accession Number:
- 0000350698-13-000205
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 18:03:08
- Reporting Period:
- 2013-11-21
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 18:03:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350698 | Autonation Inc. | AN | Retail-Auto Dealers & Gasoline Stations (5500) | 731105145 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228778 | J Michael Jackson | 200 Sw 1St Ave Suite 1600 Fort Lauderdale FL 33301 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-11-21 | 52,678 | $20.08 | 137,141 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-11-21 | 22,357 | $10.17 | 159,498 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-11-21 | 2,856 | $9.92 | 162,354 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-11-21 | 2,000 | $16.99 | 164,354 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-11-21 | 9,703 | $18.02 | 174,057 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-11-21 | 59,594 | $49.05 | 114,463 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-11-21 | 52,678 | $0.00 | 52,678 | $20.08 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-11-21 | 22,357 | $0.00 | 22,357 | $10.17 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-11-21 | 2,856 | $0.00 | 2,856 | $9.92 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-11-21 | 2,000 | $0.00 | 2,000 | $16.99 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-11-21 | 9,703 | $0.00 | 9,703 | $18.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,822 | 2016-07-31 | No | 4 | M | Indirect | |
| 45,410 | 2018-07-30 | No | 4 | M | Indirect | |
| 13,747 | 2019-03-02 | No | 4 | M | Indirect | |
| 14,603 | 2019-03-02 | No | 4 | M | Indirect | |
| 56,709 | 2019-03-02 | No | 4 | M | Indirect |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $48.56 to $49.2855. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The option became exercisable in 25% annual increments on each of the first four anniversaries of July 31, 2006.
- The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2008.
- The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2009.
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