Filing Details
- Accession Number:
- 0001209191-13-053828
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 17:36:18
- Reporting Period:
- 2013-11-20
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 17:36:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383871 | Lifelock Inc. | LOCK | Services-Computer Processing & Data Preparation (7374) | 562508977 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558604 | Clarissa Cerda | 60 East Rio Salado Parkway, Suite 400 Tempe AZ 85281 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-20 | 2,000 | $3.00 | 2,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-20 | 2,000 | $16.91 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-20 | 2,500 | $2.71 | 2,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-20 | 2,500 | $16.99 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-21 | 550 | $2.71 | 550 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-21 | 550 | $17.24 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-20 | 2,000 | $0.00 | 2,000 | $3.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-20 | 2,500 | $0.00 | 2,500 | $2.71 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-21 | 550 | $0.00 | 550 | $2.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 316,000 | 2019-05-15 | No | 4 | M | Direct | |
| 6,850 | 2019-08-07 | No | 4 | M | Direct | |
| 6,300 | 2019-08-07 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a 10b5-1 sales plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.850 to $16.970, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.860 to $17.140, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- 25% of the total number of shares underlying this option vested on January 12, 2010. The remaining shares underlying this option vest at a rate of 1/48 of the total number of shares underlying this option on the twelfth day of each month thereafter for a period of 36 months.
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