Filing Details

Accession Number:
0001209191-13-053825
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-22 17:35:13
Reporting Period:
2013-11-20
Filing Date:
2013-11-22
Accepted Time:
2013-11-22 17:35:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294016 Ruckus Wireless Inc RKUS Computer Peripheral Equipment, Nec (3577) 542072041
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559564 M. Barton Burstein C/O Ruckus Wireless, Inc.
350 West Java Drive
Sunnyvale CA 94089
Sr. V.p. Field Op And Bus Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-20 40,500 $0.43 63,000 No 4 M Direct
Common Stock Disposition 2013-11-20 40,500 $12.70 22,500 No 4 S Direct
Common Stock Acquisiton 2013-11-20 9,500 $0.43 32,000 No 4 M Direct
Common Stock Disposition 2013-11-20 9,500 $12.70 22,500 No 4 S Direct
Common Stock Acquisiton 2013-11-21 50,000 $0.43 72,500 No 4 M Direct
Common Stock Disposition 2013-11-21 50,000 $12.75 22,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-11-20 40,500 $0.00 40,500 $0.43
Common Stock Stock Option (Right to Buy) Disposition 2013-11-20 9,500 $0.00 9,500 $0.43
Common Stock Stock Option (Right to Buy) Disposition 2013-11-21 50,000 $0.00 50,000 $0.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-01-17 No 4 M Direct
65,500 2018-08-14 No 4 M Direct
15,500 2018-08-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 271,734 Indirect By The Barton Burstein & Leslie White Trust UA dated 11/24/99
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2013.
  2. This sale price represents the weighted average sale price of the shares sold ranging from $12.47 to $12.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  3. This sale price represents the weighted average sale price of the shares sold ranging from $12.63 to $12.89 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  4. Represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. The restricted stock units vest 1/8th every six months over four years commencing on October 3, 2013.
  5. The Reporting Person is a Trustee of the Barton Burstein & Leslie White Trust UA dated 11/24/99.
  6. The Option is fully vested as of August 1, 2011.
  7. The Option is fully vested as of June 1, 2013.