Filing Details
- Accession Number:
- 0001209191-13-053823
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 17:30:40
- Reporting Period:
- 2013-11-20
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 17:30:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1440024 | Roadrunner Transportation Systems Inc. | RRTS | Arrangement Of Transportation Of Freight & Cargo (4731) | 202454942 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1446510 | A. Mark Diblasi | 4900 S. Pennsylvania Avenue Cudahy WI 53110 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-20 | 44,794 | $6.70 | 92,373 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-20 | 44,794 | $25.49 | 47,579 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-20 | 29,863 | $0.00 | 29,863 | $6.70 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-20 | 14,931 | $0.00 | 14,931 | $6.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-01-16 | No | 4 | M | Direct | |
| 44,795 | 2017-03-15 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a 10b5-1 sales plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.32 to $25.61, inclusive. The reporting person undertakes to provide to Roadrunner Transportation Systems, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- 25% of the options vested on February 1, 2007, and 6.25% vested at the end of each subsequent three-month period.
- 25% of the options vested on April 1, 2008 and 6.25% vested at the end of each subsequent three-month period.
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